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Promoting physical therapists’ of research evidence to inform clinical practice: part 1 - theoretical foundation, evidence, and description of the PEAK program
© Tilson and Mickan; licensee BioMed Central Ltd. 2014
Received: 10 October 2013
Accepted: 10 June 2014
Published: 25 June 2014
There is a need for theoretically grounded and evidence-based interventions that enhance the use of research evidence in physical therapist practice. This paper and its companion paper introduce the Physical therapist-driven Education for Actionable Knowledge translation (PEAK) program, an educational program designed to promote physical therapists’ integration of research evidence into clinical decision-making. The pedagogical foundations for the PEAK educational program include Albert Bandura’s social cognitive theory and Malcolm Knowles’s adult learning theory. Additionally, two complementary frameworks of knowledge translation, the Promoting Action on Research Implementation in Health Services (PARiHS) and Knowledge to Action (KTA) Cycle, were used to inform the organizational elements of the program. Finally, the program design was influenced by evidence from previous attempts to facilitate the use of research in practice at the individual and organizational levels.
The 6-month PEAK program consisted of four consecutive and interdependent components. First, leadership support was secured and electronic resources were acquired and distributed to participants. Next, a two-day training workshop consisting of didactic and small group activities was conducted that addressed the five steps of evidence based practice. For five months following the workshop, participants worked in small groups to review and synthesize literature around a group-selected area of common clinical interest. Each group contributed to the generation of a “Best Practices List” - a list of locally generated, evidence-based, actionable behaviors relevant to the groups’ clinical practice. Ultimately, participants agreed to implement the Best Practices List in their clinical practice.
This, first of two companion papers, describes the underlying pedagogical theories, knowledge translation frameworks, and research evidence used to derive the PEAK program – an educational program designed to promote the use of research evidence to inform physical therapist practice. The four components of the program are described in detail. The companion paper reports the results of a mixed methods feasibility analysis of this complex educational intervention.
Physical therapists report positive attitudes about the use of research evidence to inform clinical decision-making [1–3]. Further, most consider evidence-based practice (EBP) important for continuing development of the profession  and for quality patient care . Yet, there is a gap between research and practice . Thomas et al. found that physical therapists had difficulty integrating research evidence into care for persons with acute hip fracture; instead therapists relied almost exclusively on colleagues and previous experience for clinical decision-making. Likewise, Fritz et al. found that only 40% of care for individuals with low back pain was guideline-adherent. While the gap might be closed, in part, by educational efforts, many educational programs designed to enhance the use of research evidence in clinical decision-making have had limited impact on clinical practice [3, 8, 9]. Hence, there is a gap, not only between research and practice, but between physical therapists’ desire to use research in clinical decision-making and the reality of doing so.
There is a need for theoretically grounded and evidence-based interventions that enhance the use of research evidence in physical therapist practice. This paper and its companion paper , introduce the Physical therapist-driven Education for Actionable Knowledge translation (PEAK) program, an educational program designed to promote physical therapists’ integration of research evidence into clinical decision-making. This paper describes the pedagogical theory, knowledge translation (KT) frameworks, and research evidence used to design the program. These foundational underpinnings are followed by a detailed description of the learning objectives and educational methods used. The companion paper  reports the results of a mixed methods feasibility assessment of the PEAK program.
Identification of the theoretical foundations for the PEAK program will enhance our ability to understand and interpret program outcomes. Pedagogical foundations informed how the program promoted learning among individual therapists and KT frameworks informed how the program promoted organizational change. Further, the program design was influenced by careful review of evidence from previous attempts to impact individual and organizational implementation of research evidence. In the paragraphs that follow we introduce the pedagogical foundations, KT frameworks, and research evidence used to derive the PEAK program.
The pedagogical foundations for the PEAK program include Albert Bandura’s social cognitive theory and Malcolm Knowles’s adult learning theory. Social cognitive theory posits that observational learning, social experience, and an inner reflective ability are important for the development of self-efficacy. Self-efficacy is the belief in one’s capabilities to organise and act to succeed in particular situations; which in turn influence the way goals, tasks, and challenges are approached . Further, perceived self-efficacy is thought to influence individual’s choice of tasks, the amount of effort invested, their persistence, and their level of confidence . The PEAK program provides opportunities for learners to observe and interact with experts and each other as they learn and explore new skills. Guided small group learning is used to promote participants’ self-efficacy for sustained use of research evidence in practice.
The PEAK program was also influenced by adult learning theory which emphasises problem-based and collaborative learning. Malcolm Knowles made explicit assumptions about adult learning which have formed the basis of graduate and postgraduate education . In essence, adults are most often independent and self-directed learners who draw upon their own experiences to aid their learning. They are motivated to learn by internal drives, and when learning is immediate, relevant, and practical. The PEAK program provided opportunities for self-directed, independent learning where learners selected a topic that had immediate relevance to their clinical practice. Learners then identified and critically appraised research evidence to inform their on-going clinical practice.
Theoretical frameworks for KT
The process of using research evidence to inform clinical practice is recognized as complex and requiring an understanding of both the knowledge itself and the accompanying interpersonal and social interactions associated with KT . Two complementary frameworks were used to inform the PEAK program’s approach to facilitating KT. The first framework, Promoting Action on Research Implementation in Health Services (PARiHS), posits that successful research utilisation is a function of three elements: the qualities of the context in which the evidence is being used; the nature and type of the evidence; and the facilitation methods used [15, 16]. The PEAK program emphasized a culture of management and resource support for research implementation; educated and facilitated participants to use the best available research evidence to address a clinical problem; and required participants to identify observable, evidence-based behaviours that could be incorporated directly into practice.
The second framework, Knowledge to Action (KTA) Cycle, describes a cycle of steps for translating knowledge into clinical action (knowledge creation, problem identification, local adaptation, assessment of barriers, implementation, monitoring, and sustained use) that is underpinned by planned action theory and stakeholder involvement . The PEAK program engaged learners in each step from knowledge creation to implementation. Participants created a locally adapted list of actionable behaviors by applying research evidence within their local context. Barriers were addressed through a range of online resources, expert guidance, and support from clinician managers. Ultimately, all participants agreed to implement a defined list of actionable, evidence-based behaviors. The PARIHS and KTA frameworks have been used in a similar complementary manner in previous studies that facilitate knowledge use in clinical practice .
Research evidence for teaching KT and EBP
Finally, the PEAK program was informed by research evidence from previous studies of KT and EBP education, with a focus on those involving physical therapists. Elements from successful programs were borrowed [8, 18–21], care was taken to avoid replication of less successful programs [3, 8, 18, 19, 22–24], and effort was made to address recognised barriers for physical therapists’ implementation of research evidence [2, 4, 25].
A systematic review of KT interventions for rehabilitation professionals found that the use of multi-component interventions (e.g. educational workshops, outreach visits, small group work) resulted in improved self-perceived knowledge, and positive practice behaviour change compared to passive dissemination strategies . A recent Cochrane review , showed that the effectiveness of educational meetings for healthcare professionals could be enhanced by using mixed interactive and didactic teaching formats. Similarly, in a systematic review of postgraduate evidence-based medicine teaching, integration with clinical practice and use of clinical problems was effective for improving knowledge and patient care . Further, two individual studies with multifaceted interventions including a didactic component, provision of online resources, and small group work showed improvement among medical students in EBP self-efficacy  and strength and quality of evidence used in clinical practice . Based on this evidence, the PEAK program was multi-faceted (ie. workshop, electronic resources, guided learning, small group work) and had learners address a group-selected problem relevant to their clinical practice.
Specific attention was also given to addressing established barriers to research utilization in physical therapy. Barriers can be divided into those associated with the organization, the therapists themselves, and the research evidence . The PEAK program was designed to address the following barriers: lack of time (both inefficiency and low prioritization of time required for EBP) [2, 4, 28]; therapist skills (finding, appraising, interpreting, and applying research evidence) [2, 4]; organizational resources (access to computers, the internet, and journal articles) ; and organizational culture (lack of organizational support and peer communication) . The PEAK programme was designed to emphasize efficiency and to demonstrate the value of time spent on KT by focusing on clinically important problems that can be informed by research evidence. The program was also designed to improve therapists’ skills, to organize and provide easy access to online and expert resources, and to promote a culture of managerial and peer to peer support for using research in practice.
By founding the PEAK program on pedagogical theory, established KT frameworks, and a growing body of research evidence, we are better prepared to scrutinize, understand, and interpret results from the initial feasibility study of the program reported in the companion paper .
The overall goal of the PEAK program was to promote physical therapists’ integration of research evidence into clinical decision-making at the individual (i.e., EBP) and organizational (i.e., KT) level. The 6-month program was designed to enhance attitudes, knowledge, skills, and EBP behaviors among individual therapist participants and to promote KT between geographically separate facilities in a single healthcare organization.
PEAK learning objectives
Identify gaps in knowledge and develop focused, searchable clinical questions;
Find the best available evidence to inform their question using appropriate online databases;
Critically appraise the quality of found evidence;
Write succinct statements of locally recommended practices that integrate research evidence with their clinical expertise and knowledge of patient perspective; and
Integrate newly learned skills and behaviors into their everyday work habits.
Agree to follow the common set of locally generated, evidence-based, best practices that they had developed, for a specific group-selected patient population;
Be prepared to engage in future activities that facilitate the use of research to inform clinical practice; and
Demonstrate implementation of research within their clinical practice.
Securing resources and leadership support
A two-day training workshop
Guided small group work to develop a locally relevant list of evidence-based actionable behaviors – the “Best Practices List”
Review, modification, and agreement to implement the Best Practices List
Prior to starting the PEAK program leadership support was secured by engaging managers of the three, geographically separate physical therapy service departments (2 outpatient, 1 inpatient) at the University of Southern California (USC) to contribute to logistical organization of the PEAK program and to participate throughout the program. Resources for supporting the integration of research in practice were provided to all participants as follows:
Custom library web page – developed and maintained by a medical librarian to reflect key online resources
Group online reference manager account (EndNote Web® [Thompson Reuters])
Online collaboration tool (Backpack™, 37 Signals, LLC) – purchased and set-up for all participants to use (a research assistant managed organization of the collaboration tool)
Skype™ (Microsoft Skype Division) accounts – established for each facility, including purchase and installation of webcams to facilitate inter-facility web conferencing
Links to online resources were installed as bookmarks on each participant’s work computer.
During the first month of the program participants attended a two-day workshop that combined didactic and active learning around topics of EBP and KT including:
Review of the 5-step EBP model (1 hour)
Searching skills (3 hours; PubMed, National Guidelines Clearinghouse, Translating Research Into Practice Database [TRIP], Physiotherapy Evidence Database [PEDro])
Appraisal skills (3 hours; primary studies of interventions, systematic reviews, and clinical practice guidelines)
Integrating research evidence with patient perspectives and clinical expertise (1 hour)
Using technology to keep up to date (2 hours: podcasts, myNCBI auto-searches, RSS feeds, etc.; study-specific tools: Backpack™, EndNote Web®, Skype™)
Selection of clinical area and five sub-topics around which a list of locally relevant evidence-based best practices would be generated (2 hours)
Initiation of small group work for developing the Best Practices List (2 hours)
A librarian attended one day of the workshop to promote participants’ use of library resources and was available for consultation throughout the course of the program. A copy of the educational materials used for the 2-day workshop is available from the corresponding author.
It is important to note that the participants selected the clinical area that would be pursued for the rest of the program based on their common interests and a perceived opportunity for patient benefit. Further, participants identified five sub-topics of the clinical area and organized themselves into five corresponding small groups based on the sub-topic(s) of greatest interest to each participant.
For 5 months following the workshop, participants met regularly in small groups (three to seven therapists) to develop a list of locally relevant ‘best practices’ for their clinical sub-topic. A designated group leader accepted responsibility for organizing regular small group communication and monthly reporting to the larger group. Each small group worked through the five EBP steps to find, appraise, and synthesize the highest quality research evidence for their clinical sub-topic. More specifically, groups were tasked to use research evidence, their own expertise, and knowledge of patient perspectives to generate actionable, evidence-based behaviors that could be implemented in their own practice. Actionable, evidence-based behaviors submitted by each small group were compiled into a single, “Best Practices List” for all participants to implement.
Small groups determined how often they met (virtually or in person) and used the online collaboration tool to accomplish their work. Monthly lunchtime meetings were conducted using Skype™ video conference for all participants to report on and discuss their progress. Monthly meetings were facilitated by the study principal investigator (PI) and attended by the study librarian. The study principal investigator and librarian met individually with groups when requested.
At the end of the 5th month, each small group submitted between 7 and 15, actionable, evidence-based behaviors to the Best Practices List. The study PI compiled the behaviors and distributed them to all participants for review and comment. Two rounds of review and comment were conducted online. Next, the list was sent for external review by experts selected by participants. Expert feedback was incorporated into the Best Practices List and, at the end of the 6th month, participants attended a final two hour meeting to review and discuss each behavior. Edits were made until all participants were satisfied that they could adhere to the recommended practice. At the conclusion of this final meeting the study participants gave verbal affirmation that they agreed with and would follow the behaviors outlined in the Best Practices List. This final list (Additional file 1) was published in booklet form and distributed electronically and in hard copy to all participants.
The instructor for the program was the study PI (JKT) – a physical therapist with 10 years experience teaching EBP and promoting KT in clinical and classroom environments.
Pedagogical theories and knowledge translation frameworks used to inform the PEAK program
Concept from theory or framework
Element of PEAK program
Observational learning, social experience, and an inner reflective ability are important in the development of self-efficacy .
All aspects of PEAK were designed to foster self-efficacy through facilitated step-by-step procedures that offered multiple opportunities for learning. Participants had the opportunity to learn with and from each other in small groups and using the online collaboration tool.
Self-efficacy is reinforced through personal performance, verbal persuasion from credible sources, and observations of others .
Individual success in searching for and critically appraising research evidence was shared in small groups and affirmed by the program experts and peers in monthly conferences.
Adults are independent and self-directed learners who draw upon their own experiences to aid their learning .
Groups were given an independent task—to develop a Best Practices List around a group-selected clinical problem. They accessed resources as required from a range of online and instructor resources.
Adult learners are motivated to learn by internal drives, when learning is immediate, relevant, and practical .
The process of developing the Best Practices List focused on a clinical problem selected by participants as relevant to their collective practice.
Knowledge translation frameworks
Leadership support was secured by encouraging all managers to participate in logistical organization and in the educational program. A physical barrier of three geographic locations was acknowledged and addressed using online resources.
PARiHS: Successful implementation is a function of
Regular communication in small groups was driven by the need for monthly reporting. Additional support from the study librarian and PI was available to all participants on request.
KTA: Key steps include:knowledge creation, problem identification, local adaptation, assessment of barriers, implementation, monitoring, and sustained use .
Participants adapted research knowledge to their local environment, using an awareness of key barriers for a group-selected clinical problem. They then agreed that sustained use would be monitored via audits of medical record reporting.
Research evidence used to inform the PEAK Program
Element of PEAK program
Characteristics of effective educational programs
Combined interactive and didactic components 
Participants attended a 2-day didactic workshop and monthly 1-hour educational sessions in addition to working in small groups.
More intense and with more serious implications 
The 6-month nature of this program was designed to be intensive. Having participants select a topic for the Best Practices List ensured that it was perceived as important.
Clinically integrated 
Use of participant-driven areas of clinical interest was designed to promote a direct link between the program and patient care.
Participant-driven and multi-faceted 
The range of online resources, formal workshop, and support for learning in small groups—all around participant-selected topics—provided a multi-faceted, participant-driven learning environment.
Known Barriers to EBP
The PEAK program is designed to increase efficiency by building individual participant skills and by optimizing organizational resources.
The 2-day workshop taught and reinforced a common, basic set of EBP skills, which individuals needed to contribute to the Best Practices List.
Organizational barriers: Resources 
University and library resources were bookmarked on computers in the clinical practice environment.
Organizational barriers: Culture 
The initial 2-day workshop required attendance from therapists across all clinical sites. The use of small groups, with individuals from different sites, was designed to facilitate a culture of cooperation around using research evidence. Additionally, clinical managers were actively involved in participating in and supporting the PEAK program.
Upon developing a new educational program it is important to describe a coherent theoretical framework that explains why and how the program is expected to work. The framework can be then used in an analysis of change—to suggest explanations for why some components worked well together and to identify those components considered to be most important for achieving the program’s learning objectives. Two pedagogical theories have been identified to explain change associated with the PEAK program. The PEAK program highlights the importance of small group achievement of specific tasks (social cognitive theory) and of independent and experiential learning situated in clinical practice (adult learning theory).
Further, two complementary and theoretically compatible KT frameworks were chosen to integrate contemporary understanding of research utilization at the organizational level into the PEAK program. Both frameworks emphasize that local culture and structures will impact the way in which knowledge is implemented. The KTA framework emphasises the importance of both securing leadership and resource support and adapting recommendations with consideration for the local context. The PARiHS framework suggests that successful implementation will only occur when the evidence is robust, when practitioners can access the evidence and agree with it, and when the intervention occurs within a context that is receptive. Additionally, careful planning of the facilitation process is required for participants to integrate the evidence in their local context . Finally, this theoretical framework was applied with reference to the evidence of effective educational interventions and recognised barriers to integrating research into practice for physical therapists and health care professionals in general.
The multifaceted and participant-driven nature of the PEAK program makes it an inherently complex intervention . Recent advice about designing and evaluating complex interventions, suggests that it is important to evaluate the feasibility of both the design and the implementation of a complex intervention before testing it more rigorously in a randomized controlled trial . This process can provide important information about the need to refine the design before embarking on a full scale evaluation . The companion paper to this manuscript reports the results of a mixed methods feasibility analysis of the PEAK program .
This first of two companion papers describes the underlying pedagogical theories, KT frameworks, and research evidence used to derive the PEAK program – an educational program designed to promote the use of research evidence to inform physical therapist practice. The four components of the program are described in detail to support future evaluation and replication of the program. A companion paper reports the result of a mixed methods feasibility analysis of this program.
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