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Table 1 Differentiation of Various Types of Observational Assessment Tools

From: Comparison of a dichotomous versus trichotomous checklist for neonatal intubation

Type of Tool

Subtype (if applicable)

Description

Rating Scale Utilized

Potential Uses, Benefits, and Challenges

Procedural Skills Checklists [14]

Dichotomous

Utilizes discrete observable actions to objectively rate performance

Binary options (yes/ no) for rating whether each specific action was performed using correct technique

• Useful in procedural preparedness

• Ensures all actions are performed using appropriate sequence and technique

• Limited subjectivity, as ratings are based upon observable actions

• Valuable for summative assessment

Trichotomous

Utilizes discrete observable actions to objectively rate performance

Three options for rating whether each specific action was performed

1) correctly (full credit),

2) required alteration in technique (partial credit), or

3) not performed/ performed incorrectly (no credit)

• Useful in procedural preparedness

• Ensures all actions are performed using appropriate sequence and technique

• Limited subjectivity, as ratings are based upon observable actions

• Additional rating options present opportunity for formative feedback

Global Skills Assessment (GSA) [11]

N/A

Utilizes rater’s general impression of learner’s procedural performance

Behaviorally-anchored rating scale (ex., ranging from “novice” to “expert” performance)

• Assessment of entire procedural skill (clinical or simulated)

• Less granular feedback than with checklist

• Often valuable in assessing expert performance

Entrustable Professional Activities Assessment (EPA) [12, 13]

N/A

Utilizes rater’s general impression of learner’s performance to judge the level of clinical autonomy which should be permitted

Anchored rating scale describing degree of entrustment in various clinical procedural situations (ex., ranging from observing only to supervising procedural training of junior learners)

• Assessment of entire procedural skill (clinical or simulated)

• No granular feedback unless combined with another tool

• Useful in graduate medical education to inform entrustment decisions and to provide summative assessments